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經mRNA改造之後是產品 -- 美國最高法院 2013 的判決 - (由FongW編輯) - 英文版


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  (Slip Opinion)                                         OCTOBER  TERM,  2012                                                          1

  Syllabus

 NOTE:   Where  it  is  feasible,  a  syllabus  (headnote)  will  be  released,  as  isbeing  done  in  connection  with  this  case,  at  the  time  the  opinion  is  issued.The  syllabus  constitutes  no  part  of  the  opinion  of  the  Court  but  has  beenprepared  by  the  Reporter  of  Decisions  for  the  convenience  of  the  reader.  See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337. 

SUPREME COURT OF THE UNITED STATES

 Syllabus

 ASSOCIATION FOR MOLECULAR PATHOLOGY ET AL.
v. MYRIAD GENETICS, INC., ET AL.

 CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT

 No. 12–398.    Argued April 15, 2013—Decided June 13, 2013

Each  human  gene  is  encoded  as  deoxyribonucleic  acid  (DNA),  which  takes  the  shape  of  a  “double  helix.”    Each  “cross-bar”  in  that  helix  consists of two chemically joined nucleotides.  Sequences of DNA nu-cleotides contain the information necessary to create strings of amino acids  used  to  build  proteins  in  the  body.    The  nucleotides  that  code  for amino acids are “exons,” and those that do not are “introns.”  Sci-entists  can  extract  DNA  from  cells  to  isolate  specific  segments  for  study.    They  can  also  synthetically  create  exons-only  strands  of  nu-cleotides known as complementary DNA (cDNA).  cDNA contains only the exons that occur in DNA, omitting the intervening introns. Respondent  Myriad  Genetics,  Inc.  (Myriad),  obtained  several    pa-tents  after  discovering  the  precise  location  and  sequence  of  the  BRCA1  and  BRCA2  genes,  mutations  of  which  can  dramatically  in-crease the risk of breast and ovarian cancer.  This knowledge allowed Myriad to determine the genes’ typical nucleotide sequence, which, in turn,  enabled  it  to  develop  medical  tests  useful  for  detecting  muta-tions  in  these  genes  in  a  particular  patient  to  assess  the  patient’s  cancer  risk.    If  valid,  Myriad’s  patents  would  give  it  the  exclusiveright to isolate an individual’s BRCA1 and BRCA2 genes, and would give  Myriad  the  exclusive  right  to  synthetically  create  BRCA  cDNA.Petitioners filed suit, seeking a declaration that Myriad’s patents areinvalid  under  35  U.  S.  C.  §101.    As  relevant  here,  the  District  Court  granted  summary  judgment  to  petitioners,  concluding  that  Myriad’s  claims  were  invalid  because  they  covered  products  of  nature.    The  Federal  Circuit  initially  reversed,  but  on  remand  in  light  of  Mayo Collaborative Services v. Prometheus Laboratories, Inc., 566 U. S. ___, the Circuit found both isolated DNA and cDNA patent eligible.   

 

 

 


2 ASSOCIATION FOR MOLECULAR PATHOLOGY v. MYRIAD GENETICS, INC.

Syllabus

 

Held:  A  naturally  occurring  DNA  segment  is  a  product  of  nature  andnot  patent  eligible  merely  because  it  has  been  isolated,  but  cDNA  ispatent eligible because it is not naturally occurring.  Pp. 10–18.
     (a)  The  Patent  Act  permits  patents  to  be  issued  to  “[w]hoever  in-vents  or  discovers  any  new  and  useful  .  .  .  composition  of  matter,”  §101,  but  “laws  of  nature,  natural  phenomena,  and  abstract  ideas”“ ‘are basic tools of scientific and technological work’ ” that lie beyondthe  domain  of  patent  protection,  Mayo,  supra,  at  ___.    The  rule  against  patents  on  naturally  occurring  things  has  limits,  however.  Patent protection strikes a delicate balance between creating “incen-tives that lead to creation, invention, and discovery” and “imped[ing]the  flow  of  information  that  might  permit,  indeed  spur,  invention.”  Id., at ___.  This standard is used to determine whether Myriad’s pa-tents  claim  a  “new  and  useful  .  .  .  composition  of  matter,”  §101,  orclaim naturally occurring phenomena.  Pp. 10–11.
    (b)  Myriad’s  DNA  claim  falls  within  the  law  of  nature  exception.Myriad’s  principal  contribution  was  uncovering  the  precise  locationand  genetic  sequence  of  the  BRCA1  and  BRCA2  genes.    Diamond  v.  Chakrabarty, 447 U. S. 303, is central to the patent-eligibility inquirywhether  such  action  was  new  “with  markedly  different  characteris-tics from any found in nature,” id., at 310.  Myriad did not create oralter  either  the  genetic  information  encoded  in  the  BCRA1  andBCRA2  genes  or  the  genetic  structure  of  the  DNA.    It  found  an  im-portant  and  useful  gene,  but  groundbreaking,  innovative,  or  evenbrilliant  discovery  does  not  by  itself  satisfy  the  §101  inquiry.    See  Funk Brothers Seed Co. v. Kalo Inoculant Co., 333 U. S. 127.  Findingthe  location  of  the  BRCA1  and  BRCA2  genes  does  not  render  thegenes patent eligible “new . . . composition[s] of matter,” §101.  Myri-ad’s  patent  descriptions  highlight  the  problem  with  its  claims:  They  detail the extensive process of discovery, but extensive effort alone isinsufficient to satisfy §101’s demands. Myriad’s claims are not saved by  the  fact  that  isolating  DNA  from  the  human  genome  severs  the  chemical  bonds  that  bind  gene  molecules  together.    The  claims  are  not  expressed  in  terms  of  chemical  composition,  nor  do  they  rely  on  the chemical changes resulting from the isolation of a particular DNA section.  Instead, they focus on the genetic information encoded in the BRCA1  and  BRCA2  genes.    Finally,  Myriad  argues  that  the  Patent  and Trademark Office’s past practice of awarding gene patents is en-titled to deference, citing J. E. M. Ag Supply, Inc. v. Pioneer Hi-Bred Int’l, Inc., 534 U. S. 124, a case where Congress had endorsed a PTOpractice  in  subsequent  legislation.    There  has  been  no  such  endorse-ment  here,  and  the  United  States  argued  in  the  Federal  Circuit  and  in  this  Court  that  isolated  DNA  was  not  patent  eligible  under  §101.  Pp. 12–16. 
 





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 Syllabus

 (c) cDNA is not a “product of nature,” so it is patent eligible under§101.   cDNA  does  not  present  the  same  obstacles  to  patentability  asnaturally  occurring,  isolated  DNA  segments.    Its  creation  results  in  an exons-only molecule, which is not naturally occurring.  Its order of the exons may be dictated by nature, but the lab technician unques-tionably  creates  something  new  when  introns  are  removed  from  a  DNA sequence to make cDNA.  Pp. 16–17.

(d)  This  case,  it  is  important  to  note,  does  not  involve  methodclaims,  patents  on  new  applications  of  knowledge  about  the  BRCA1  and BRCA2 genes, or the patentability of DNA in which the order of the naturally occurring nucleotides has been altered.  Pp. 17–18. 689 F. 3d 1303, affirmed in part and reversed in part. THOMAS,  J.,  delivered  the  opinion  of  the  Court,  in  which  ROBERTS, C. J., and KENNEDY, GINSBURG, BREYER, ALITO, SOTOMAYOR, and KAGAN, JJ., joined, and in which SCALIA, J., joined in part. SCALIA, J., filed an opinion concurring in part and concurring in the judgment. 

 

 

 


 

 

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Opinion of the Court 

NOTICE:  This opinion is subject to formal revision before publication in thepreliminary  print  of  the  United  States  Reports.    Readers  are  requested  tonotify the Reporter of Decisions, Supreme Court of the United States, Wash-ington,  D.  C.  20543,  of  any  typographical  or  other  formal  errors,  in  orderthat corrections may be made before the preliminary print goes to press.

SUPREME COURT OF THE UNITED STATES 

No. 12–398

 ASSOCIATION FOR MOLECULAR PATHOLOGY, ET AL., PETITIONERS v. MYRIAD GENETICS, INC., ET AL.

 ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT

[June 13, 2013]

    JUSTICE THOMAS delivered the opinion of the Court. 

    Respondent  Myriad  Genetics,  Inc.  (Myriad),  discovered

the  precise  location  and  sequence  of  two  human  genes,  mutations of which can substantially increase the risks ofbreast  and  ovarian  cancer.    Myriad  obtained  a  numberof  patents  based  upon  its  discovery.    This  case  involves  claims  from  three  of  them  and  requires  us  to  resolvewhether a naturally occurring segment of deoxyribonucleic acid  (DNA)  is  patent  eligible  under  35  U.  S.  C.  §101  byvirtue of its isolation from the rest of the human genome. We  also  address  the  patent  eligibility  of  synthetically  created DNA known as complementary DNA (cDNA), which contains  the  same  protein-coding  information  found  ina  segment  of  natural  DNA  but  omits  portions  within  the  DNA  segment  that  do  not  code  for  proteins.    For  the  rea-sons  that  follow,  we  hold  that  a  naturally  occurring  DNA  segment  is  a  product  of  nature  and  not  patent  eligiblemerely  because  it  has  been  isolated,  but  that  cDNA  ispatent  eligible  because  it  is  not  naturally  occurring.    We,  therefore, affirm in part and reverse in part the decision of 






2                                    ASSOCIATION FOR MOLECULAR PATHOLOGY v.

MYRIAD GENETICS, INC.

Opinion of the Court 

the United States Court of Appeals for the Federal Circuit. 

I
 A 

    Genes  form  the  basis  for  hereditary  traits  in  livingorganisms.    See  generally  Association  for  Molecular  Pa-thology v. United States Patent and Trademark Office, 702 F.  Supp.  2d  181,  192–211  (SDNY  2010).    The  human  ge-nome  consists  of  approximately  22,000  genes  packed  into23  pairs  of  chromosomes.   Each  gene  is  encoded  as  DNA,which   takes   the   shape   of   the   familiar   “double   helix”   that  Doctors  James  Watson  and  Francis  Crick  first  de-scribed  in  1953.    Each  “cross-bar”  in  the  DNA  helix  con-sists  of  two  chemically  joined  nucleotides.    The  possiblenucleotides are adenine (A), thymine (T), cytosine (C), andguanine  (G),  each  of  which  binds  naturally  with  another  nucleotide: A pairs with T; C pairs with G.  The nucleotide cross-bars  are  chemically  connected  to  a  sugar-phosphate  backbone  that  forms  the  outside  framework  of  the  DNA  helix.    Sequences  of  DNA  nucleotides  contain  the  infor-mation  necessary  to  create  strings  of  amino  acids,  which  in turn are used in the body to build proteins.  Only someDNA  nucleotides,  however,  code  for  amino  acids;  these  nucleotides are known as “exons.”  Nucleotides that do not code for amino acids, in contrast, are known as “introns.” Creation  of  proteins  from  DNA  involves  two  principalsteps,  known  as  transcription  and  translation.    In  tran-scription,  the  bonds  between  DNA  nucleotides  separate,and  the  DNA  helix  unwinds  into  two  single  strands.    A  single strand is used as a template to create a complemen-tary ribonucleic acid (RNA) strand.  The nucleotides on the DNA  strand  pair  naturally  with  their  counterparts,  withthe exception that RNA uses the nucleotide base uracil (U) instead  of  thymine  (T).    Transcription  results  in  a  singlestrand  RNA  molecule,  known  as  pre-RNA,  whose  nucleo-tides form an inverse image of the DNA strand from which 

 

 

 

 

 

 

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Opinion of the Court 

it  was  created. Pre-RNA  still  contains  nucleotides  corre-sponding  to  both  the  exons  and  introns  in  the  DNA  mole-cule.    The  pre-RNA  is  then  naturally  “spliced”  by  the  physical removal of the introns.  The resulting product is a strand  of  RNA  that  contains  nucleotides  corresponding  only  to  the  exons  from  the  original  DNA  strand.    The  exons-only  strand  is  known  as  messenger  RNA  (mRNA),which  creates  amino  acids  through  translation.    In  trans-lation,  cellular  structures  known  as  ribosomes  read  each  set  of  three  nucleotides,  known  as  codons,  in  the  mRNA.  Each  codon  either  tells  the  ribosomes  which  of  the  20  possible  amino  acids  to  synthesize  or  provides  a  stop  signal that ends amino acid production. 

    DNA’s  informational  sequences  and  the  processes  that  create  mRNA,  amino  acids,  and  proteins  occur  naturally  within  cells.    Scientists  can,  however,  extract  DNA  from  cells  using  well  known  laboratory  methods.    These  meth-ods  allow  scientists  to  isolate  specific  segments  of  DNA—for  instance,  a  particular  gene  or  part  of  a  gene—whichcan then be further studied, manipulated, or used.  It is also possible  to  create  DNA  synthetically  through  processes  similarly  well  known  in  the  field  of  genetics.    One  such  method  begins  with  an  mRNA  molecule  and  uses  the  natural bonding properties of nucleotides to create a new,synthetic  DNA  molecule.   The  result  is  the  inverse  of  the  mRNA’s  inverse  image  of  the  original  DNA,  with  oneimportant  distinction:  Because  the  natural  creation  ofmRNA involves splicing that removes introns, the syntheticDNA  created  from  mRNA  also  contains  only  the  exon  sequences.    This  synthetic  DNA  created  in  the  laboratoryfrom mRNA is known as complementary DNA (cDNA).

    Changes  in  the  genetic  sequence  are  called  mutations.  Mutations  can  be  as  small  as  the  alteration  of  a  single  nucleotide—a change affecting only one letter in the genetic code.    Such  small-scale  changes  can  produce  an  entirely  different  amino  acid  or  can  end  protein  production  alto-
 

 

 

 

 

 

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MYRIAD GENETICS, INC.

Opinion of the Court 

gether.   Large  changes,  involving  the  deletion,  rearrange-ment,  or  duplication  of  hundreds  or  even  millions  of  nu-cleotides,  can  result  in  the  elimination,  misplacement,  or  duplication of entire genes.  Some mutations are harmless, but  others  can  cause  disease  or  increase  the  risk  of  dis-ease.   As  a  result,  the  study  of  genetics  can  lead  to  valu-  able medical breakthroughs. 

    This case involves patents filed by Myriad after it made one  such  medical  breakthrough.    Myriad  discovered  theprecise  location  and  sequence  of  what  are  now  known  as  the  BRCA1  and  BRCA2  genes.    Mutations  in  these  genes  can  dramatically  increase  an  individual’s  risk  of  develop-ing  breast  and  ovarian  cancer.    The  average  Americanwoman  has  a  12-  to  13-percent  risk  of  developing  breastcancer, but for women with certain genetic mutations, the risk  can  range  between  50  and  80  percent  for  breast  can-cer  and  between  20  and  50  percent  for  ovarian  cancer.Before   Myriad’s   discovery   of   the   BRCA1   and   BRCA2genes, scientists knew that heredity played a role in estab-lishing  a  woman’s  risk  of  developing  breast  and  ovariancancer, but they did not know which genes were associated with those cancers. 

    Myriad  identified  the  exact  location  of  the  BRCA1  andBRCA2  genes  on  chromosomes  17  and  13.    Chromosome  17  has  approximately  80  million  nucleotides,  and  chro-  mosome  13  has  approximately  114  million.  Association for  Molecular  Pathology  v.  United  States  Patent  and  Trade-mark Office, 689 F. 3d 1303, 1328 (CA Fed. 2012).  Within those  chromosomes,  the  BRCA1  and  BRCA2  genes  are  each  about  80,000  nucleotides  long.    If  just  exons  are  counted,  the  BRCA1  gene  is  only  about  5,500  nucleotides  long;  for  the  BRCA2  gene,  that  number  is  about  10,200.  Ibid.  Knowledge of the location of the BRCA1 and BRCA2genes allowed Myriad to determine their typical nucleotide 

 

 

 

 

 

 

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Opinion of the Court 

sequence.1    That  information,  in  turn,  enabled  Myriad  todevelop  medical  tests  that  are  useful  for  detecting  muta-tions in a patient’s BRCA1 and BRCA2 genes and thereby assessing  whether  the  patient  has  an  increased  risk  of  cancer. 

    Once  it  found  the  location  and  sequence  of  the  BRCA1and BRCA2 genes, Myriad sought and obtained a number of  patents.    Nine  composition  claims  from  three  of  thosepatents  are  at  issue  in  this  case.2  See  id.,  at  1309,  and  n.  1  (noting  composition  claims).    Claims  1,  2,  5,  and  6  from  the  ’282  patent  are  representative.    The  first  claim  asserts a patent on “[a]n isolated DNA coding for a BRCA1polypeptide,” which has “the amino acid sequence set forthin SEQ ID NO:2.”  App. 822.  SEQ ID NO:2 sets forth a list of 1,863 amino acids that the typical BRCA1 gene encodes. See id.,  at  785–790.    Put  differently,  claim  1  asserts  apatent  claim  on  the  DNA  code  that  tells  a  cell  to  produce  the string of BRCA1 amino acids listed in SEQ ID NO:2. 

    Claim 2 of the ’282 patent operates similarly.  It claims “[t]he isolated DNA of claim 1, wherein said DNA has the nucleotide  sequence  set  forth  in  SEQ  ID  NO:1.”    Id.,  at  822.  Like  SEQ  ID  NO:2,  SEQ  ID  NO:1  sets  forth  a  long list of data, in this instance the sequence of cDNA thatcodes  for  the  BRCA1  amino  acids  listed  in  claim  1.    Im-portantly,  SEQ  ID  NO:1  lists  only  the  cDNA  exons  in  the  BRCA1  gene,  rather  than  a  full  DNA  sequence  contain-  ing  both  exons  and  introns.   See  id.,  at  779  (stating  that  SEQ ID NO:1’s “MOLECULE TYPE:” is “cDNA”).  As a re-sult, the Federal Circuit recognized that claim 2 asserts a patent on the cDNA nucleotide sequence listed in SEQ ID —————— 

1Technically, there is no “typical” gene because nucleotide sequences vary between individuals, sometimes dramatically.  Geneticists refer to the most common variations of genes as “wild types.” 2At  issue  are  claims  1,  2,  5,  6,  and  7  of  U.  S.  Patent  5,747,282  (the  ’282  patent),  claim  1  of  U.  S.  Patent  5,693,473  (the  ’473  patent),  and  claims 1, 6, and 7 of U. S. Patent 5,837,492 (the ’492 patent). 

 

 

 

 


6                             ASSOCIATION FOR MOLECULAR PATHOLOGY v. 

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Opinion of the Court 

NO:1, which codes for the typical BRCA1 gene.  689 F. 3d, at  1326,  n.  9;  id.,  at  1337  (Moore,  J.,  concurring  in  part);  id., at 1356 (Bryson, J., concurring in part and dissenting in part).

    Claim 5 of the ’282 patent claims a subset of the data inclaim 1.  In particular, it claims “[a]n isolated DNA having at  least  15  nucleotides  of  the  DNA  of  claim  1.”    App.  822.  The practical effect of claim 5 is to assert a patent on anyseries  of  15  nucleotides  that  exist  in  the  typical  BRCA1  gene.    Because  the  BRCA1  gene  is  thousands  of  nucleo-tides long, even BRCA1 genes with substantial mutations are likely to contain at least one segment of 15 nucleotidesthat  correspond  to  the  typical  BRCA1  gene.    Similarly,claim  6  of  the  ’282  patent  claims  “[a]n  isolated  DNA  hav-ing  at  least  15  nucleotides  of  the  DNA  of  claim  2.”  Ibid. This  claim  operates  similarly  to  claim  5,  except  that  itreferences the cDNA-based claim 2.  The remaining claimsat issue are similar, though several list common mutationsrather  than  typical  BRCA1  and  BRCA2  sequences.    See  ibid. (claim 7 of the ’282 patent); id., at 930 (claim 1 of the ’473  patent);  id.,  at  1028  (claims  1,  6,  and  7  of  the  ’492patent). 

Myriad’s  patents  would,  if  valid,  give  it  the  exclusive  right  to  isolate  an  individual’s  BRCA1  and  BRCA2  genes  (or any strand of 15 or more nucleotides within the genes)by  breaking  the  covalent  bonds  that  connect  the  DNA  to  the  rest  of  the  individual’s  genome.    The  patents  would  also give Myriad the exclusive right to synthetically create BRCA cDNA.  In Myriad’s view, manipulating BRCA DNA in  either  of  these  fashions  triggers  its  “right  to  exclude  others  from  making”  its  patented  composition  of  matterunder  the  Patent  Act.    35  U.  S.  C.  §154(a)(1);  see  also§271(a)   (“[W]hoever   without   authority   makes   .   .   .   any   patented invention . . . infringes the patent”). 

 

 

 

 

 

 

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Opinion of the Court 

    But isolation is necessary to conduct genetic testing, andMyriad was not the only entity to offer BRCA testing after it discovered the genes.  The University of Pennsylvania’sGenetic Diagnostic Laboratory (GDL) and others provided genetic  testing  services  to  women.    Petitioner  Dr.  HarryOstrer,  then  a  researcher  at  New  York  University  School  of  Medicine,  routinely  sent  his  patients’  DNA  samples  to  GDL  for  testing.    After  learning  of  GDL’s  testing  and  Ostrer’s  activities,  Myriad  sent  letters  to  them  assertingthat  the  genetic  testing  infringed  Myriad’s  patents.    App.94–95  (Ostrer  letter).    In  response,  GDL  agreed  to  stoptesting and informed Ostrer that it would no longer acceptpatient  samples.    Myriad  also  filed  patent  infringement  suits  against  other  entities  that  performed  BRCA  testing,resulting in settlements in which the defendants agreed to cease  all  allegedly  infringing  activity.    689  F.  3d,  at  1315.  Myriad,  thus,  solidified  its  position  as  the  only  entityproviding BRCA testing. Some  years  later,  petitioner  Ostrer,  along  with  medical  patients,  advocacy  groups,  and  other  doctors,  filed  this  lawsuit  seeking  a  declaration  that  Myriad’s  patents  areinvalid  under  35  U.  S.  C.  §101.    702  F.  Supp.  2d,  at  186.  Citing this Court’s decision in MedImmune, Inc. v. Genen-tech,  Inc.,  549  U.  S.  118  (2007),  the  District  Court  denied  Myriad’s  motion  to  dismiss  for  lack  of  standing.    Associa-tion  for  Molecular  Pathology  v.  United  States  Patent  and  Trademark  Office,  669  F.  Supp.  2d  365,  385–392  (SDNY  2009).    The  District  Court  then  granted  summary  judg-ment  to  petitioners  on  the  composition  claims  at  issue  in  this  case  based  on  its  conclusion  that  Myriad’s  claims,  including  claims  related  to  cDNA,  were  invalid  because  they covered products of nature.  702 F. Supp. 2d, at 220– 237. The Federal Circuit reversed, Association for Molecu-lar  Pathology  v.  United  States  Patent  and  Trademark  Office,  653  F.  3d  1329  (2011),  and  this  Court  grantedthe  petition  for  certiorari,  vacated  the  judgment,  and  re-

 

 

 

 

 

 

 

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MYRIAD GENETICS, INC. 

Opinion of the Court  

manded the case in light of Mayo Collaborative Services v. Prometheus Laboratories, Inc., 566 U. S. ___ (2012). See Association for Molecular Pathology v. Myriad Genet-ics, Inc., 566 U. S. ___ (2012). 

    On remand, the Federal Circuit affirmed the District Court in part and reversed in part, with each member of the panel writing separately. All three judges agreed that only petitioner Ostrer had standing. They reasoned that Myriad’s actions against him and his stated ability and willingness to begin BRCA1 and BRCA2 testing if Myr- iad’s patents were invalidated were sufficient for Article III standing. 689 F. 3d, at 1323; id., at 1337 (opinion ofMoore, J.); id., at 1348 (opinion of Bryson, J.).  

    With respect to the merits, the court held that bothisolated DNA and cDNA were patent eligible under §101.The central dispute among the panel members was whether the act of isolating DNA—separating a specificgene or sequence of nucleotides from the rest of the chromosome—is an inventive act that entitles the individ-ual who first isolates it to a patent. Each of the judges onthe panel had a different view on that question. JudgesLourie and Moore agreed that Myriad’s claims were patenteligible under §101 but disagreed on the rationale. JudgeLourie relied on the fact that the entire DNA molecule is held together by chemical bonds and that the covalentbonds at both ends of the segment must be severed inorder to isolate segments of DNA. This process technicallycreates new molecules with unique chemical compositions.See id., at 1328 (“Isolated DNA . . . is a free-standing portion of a larger, natural DNA molecule. Isolated DNA has been cleaved (i.e., had covalent bonds in its backbone chemically severed) or synthesized to consist of just afraction of a naturally occurring DNA molecule”). JudgeLourie found this chemical alteration to be dispositive,because isolating a particular strand of DNA createsa nonnaturally occurring molecule, even though the  

 

 

 

 

 

 

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Opinion of the Court  

chemical alteration does not change the information-transmitting quality of the DNA. See id., at 1330 (“The claimed isolated DNA molecules are distinct from their natural existence as portions of larger entities, and theirinformational content is irrelevant to that fact. We recog-nize that biologists may think of molecules in terms of their uses, but genes are in fact materials having a chemi-cal nature”). Accordingly, he rejected petitioners’ argumentthat isolated DNA was ineligible for patent protectionas a product of nature. 

    Judge Moore concurred in part but did not rely exclu-sively on Judge Lourie’s conclusion that chemically break-ing covalent bonds was sufficient to render isolated DNA patent eligible. Id., at 1341 (“To the extent the majority rests its conclusion on the chemical differences between [naturally occurring] and isolated DNA (breaking thecovalent bonds), I cannot agree that this is sufficient to hold that the claims to human genes are directed to pa-tentable subject matter”). Instead, Judge Moore also relied on the United States Patent and Trademark Office’s (PTO) practice of granting such patents and on the reli-ance interests of patent holders. Id., at 1343. However, she acknowledged that her vote might have come outdifferently if she “were deciding this case on a blank can-vas.” Ibid. 

    Finally, Judge Bryson concurred in part and dissentedin part, concluding that isolated DNA is not patent eli- gible. As an initial matter, he emphasized that the break-ing of chemical bonds was not dispositive: “[T]here is no magicto a chemical bond that requires us to recognize a new prod- uct when a chemical bond is created or broken.” Id., at 1351. Instead, he relied on the fact that “[t]he nucleo-tide sequences of the claimed molecules are the same asthe nucleotide sequences found in naturally occurringhuman genes.” Id., at 1355. Judge Bryson then concluded that genetic “structural similarity dwarfs the significance 

 

 

 

 

 

 

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MYRIAD GENETICS, INC. 

Opinion of the Court  

of the structural differences between isolated DNA and naturally occurring DNA, especially where the structural differences are merely ancillary to the breaking of covalent bonds, a process that is itself not inventive.” Ibid. More- over, Judge Bryson gave no weight to the PTO’s positionon patentability because of the Federal Circuit’s positionthat “the PTO lacks substantive rulemaking authority as to issues such as patentability.” Id., at 1357. Although the judges expressed different views concern-ing the patentability of isolated DNA, all three agreed that patent claims relating to cDNA met the patent eligibility requirements of §101. Id., at 1326, and n. 9 (recognizingthat some patent claims are limited to cDNA and that such claims are patent eligible under §101); id., at 1337 (Moore, J., concurring in part); id., at 1356 (Bryson, J.,concurring in part and dissenting in part) (“cDNA cannot be isolated from nature, but instead must be created in the laboratory . . . because the introns that are found in thenative gene are removed from the cDNA segment”).3 We granted certiorari. 568 U. S. ___ (2012). 

 II 

A  

    Section 101 of the Patent Act provides:  

“Whoever invents or discovers any new and useful . . .composition of matter, or any new and useful im-provement thereof, may obtain a patent therefor, sub-ject to the conditions and requirements of this title.”

 —————— 

    3Myriad continues to challenge Dr. Ostrer’s Declaratory JudgmentAct standing in this Court. Brief for Respondents 17–22. But we find that, under the Court’s decision in MedImmune, Inc. v. Genentech, Inc., Dr. Ostrer has alleged sufficient facts “under all the circumstances, [to]show that there is a substantial controversy, between parties havingadverse legal interests, of sufficient immediacy and reality to warrantthe issuance of a declaratory judgment.” 549 U. S. 118, 127 (2007) (internal quotation marks omitted). 

 

 

 

 

 

 

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 Opinion of the Court  

                                35 U. S. C. §101.  

We have “long held that this provision contains an im-portant implicit exception[:] Laws of nature, natural phe-nomena, and abstract ideas are not patentable.” Mayo, 566 U. S., at ___ (slip op., at 1) (internal quotation marks and brackets omitted). Rather, “‘they are the basic tools ofscientific and technological work’ ” that lie beyond the domain of patent protection. Id., at ___ (slip op., at 2). As the Court has explained, without this exception, therewould be considerable danger that the grant of patents would “tie up” the use of such tools and thereby “inhibitfuture innovation premised upon them.” Id., at ___ (slip op., at 17). This would be at odds with the very point of patents, which exist to promote creation. Diamond v. Chakrabarty, 447 U. S. 303, 309 (1980) (Products of na-ture are not created, and “‘manifestations . . . of nature [are] free to all men and reserved exclusively to none’”). The rule against patents on naturally occurring things is not without limits, however, for “all inventions at some level embody, use, reflect, rest upon, or apply laws of nature, natural phenomena, or abstract ideas,” and “too broad an interpretation of this exclusionary principle could eviscerate patent law.” 566 U. S., at ___ (slip op., at 2). As we have recognized before, patent protection strikes a delicate balance between creating “incentives that lead to creation, invention, and discovery” and “imped[ing] the flow of information that might permit, indeed spur, in- vention.” Id., at ___ (slip op., at 23). We must apply thiswell-established standard to determine whether Myr-iad’s patents claim any “new and useful . . . compositionof matter,” §101, or instead claim naturally occurring phenomena. B It is undisputed that Myriad did not create or alter any of the genetic information encoded in the BRCA1 and

 

 

 

 

 

 

 

 

12                                         ASSOCIATION FOR MOLECULAR PATHOLOGY v.  

MYRIAD GENETICS, INC. 

Opinion of the Court  

BRCA2 genes. The location and order of the nucleotides existed in nature before Myriad found them. Nor did Myr-iad create or alter the genetic structure of DNA. In-stead, Myriad’s principal contribution was uncovering the precise location and genetic sequence of the BRCA1 and BRCA2 genes within chromosomes 17 and 13. The question is whether this renders the genes patentable. 

    Myriad recognizes that our decision in Chakrabarty is central to this inquiry. Brief for Respondents 14, 23–27. In Chakrabarty, scientists added four plasmids to a bacte-rium, which enabled it to break down various componentsof crude oil. 447 U. S., at 305, and n. 1. The Court held that the modified bacterium was patentable. It explainedthat the patent claim was “not to a hitherto unknown natural phenomenon, but to a nonnaturally occurring manufacture or composition of matter—a product of hu-man ingenuity ‘having a distinctive name, character [and] use.’Id., at 309–310 (quoting Hartranft v. Wiegmann, 121 U. S. 609, 615 (1887); alteration in original). The Chakrabarty bacterium was new “with markedly differentcharacteristics from any found in nature,” 447 U. S., at310, due to the additional plasmids and resultant “capac- ity for degrading oil.” Id., at 305, n. 1. In this case, by contrast, Myriad did not create anything. To be sure, it found an important and useful gene, but separating that gene from its surrounding genetic material is not an act ofinvention. 

    Groundbreaking, innovative, or even brilliant discovery does not by itself satisfy the §101 inquiry. In Funk Broth-ers Seed Co. v. Kalo Inoculant Co., 333 U. S. 127 (1948),this Court considered a composition patent that claimed amixture of naturally occurring strains of bacteria thathelped leguminous plants take nitrogen from the air and fix it in the soil. Id., at 128–129. The ability of the bacte-ria to fix nitrogen was well known, and farmers commonly“inoculated” their crops with them to improve soil nitrogen

 

 

 

 

 

 

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Opinion of the Court  

levels.    But farmers could not use the same inoculant for all crops, both because plants use different bacteria andbecause certain bacteria inhibit each other. Id., at 129– 130. Upon learning that several nitrogen-fixing bacteriadid not inhibit each other, however, the patent applicant combined them into a single inoculant and obtained a patent. Id., at 130. The Court held that the compositionwas not patent eligible because the patent holder did not alter the bacteria in any way. Id., at 132 (“There is no way in which we could call [the bacteria mixture a product of invention] unless we borrowed invention from the dis-covery of the natural principle itself ”). His patent claimthus fell squarely within the law of nature exception. So do Myriad’s. Myriad found the location of the BRCA1 andBRCA2 genes, but that discovery, by itself, does not render the BRCA genes “new . . . composition[s] of matter,” §101, that are patent eligible.Indeed, Myriad’s patent descriptions highlight the problem with its claims. For example, a section of the ’282patent’s Detailed Description of the Invention indicates that Myriad found the location of a gene associated withincreased risk of breast cancer and identified mutations of that gene that increase the risk. See App. 748–749.4 In 

 —————— 

    4The full relevant text of the Detailed Description of the Patent is asfollows:  

    “It is a discovery of the present invention that the BRCA1 locus which predisposes individuals to breast cancer and ovarian cancer, is agene encoding a BRCA1 protein, which has been found to have no significant homology with known protein or DNA sequences. . . . It is a discovery of the present invention that mutations in the BRCA1 locusin the germline are indicative of a predisposition to breast cancer andovarian cancer. Finally, it is a discovery of the present invention thatsomatic mutations in the BRCA1 locus are also associated with breast cancer, ovarian cancer and other cancers, which represents an indicator of these cancers or of the prognosis of these cancers. The mutational events of the BRCA1 locus can involve deletions, insertions and pointmutations.” App. 749.

 

 

 

 

 

 

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MYRIAD GENETICS, INC.

 Opinion of the Court  

subsequent language Myriad explains that the location of the gene was unknown until Myriad found it among theapproximately eight million nucleotide pairs contained in a subpart of chromosome 17. See Ibid.5 The ’473 and ’492 patents contain similar language as well. See id., at 854, 947. Many of Myriad’s patent descriptions simply detailthe “iterative process” of discovery by which Myriad nar-rowed the possible locations for the gene sequences that it sought.6 See, e.g., id., at 750. Myriad seeks to import these extensive research efforts into the §101 patent-eligibility inquiry. Brief for Respondents 8–10, 34. But extensive effort alone is insufficient to satisfy the demands of §101.

    Nor are Myriad’s claims saved by the fact that isolatingDNA from the human genome severs chemical bonds and thereby creates a nonnaturally occurring molecule. Myr-iad’s claims are simply not expressed in terms of chemicalcomposition, nor do they rely in any way on the chemi-cal changes that result from the isolation of a particular section of DNA. Instead, the claims understandably focuson the genetic information encoded in the BRCA1 and  

——————  

    Notwithstanding Myriad’s repeated use of the phrase “present invention,” it is clear from the text of the patent that the various discoveries are the “invention.”  

    5“Starting from a region on the long arm of human chromosome 17 ofthe human genome, 17q, which has a size estimated at about 8 millionbase pairs, a region which contains a genetic locus, BRCA1, which causes susceptibility to cancer, including breast and ovarian cancer, has been identified.” Ibid.  

    6Myriad first identified groups of relatives with a history of breast cancer (some of whom also had developed ovarian cancer); because these individuals were related, scientists knew that it was more likelythat their diseases were the result of genetic predisposition rather thanother factors. Myriad compared sections of their chromosomes, looking for shared genetic abnormalities not found in the general population. It was that process which eventually enabled Myriad to determine where in the genetic sequence the BRCA1 and BRCA2 genes reside. See, e.g., id., at 749, 763–775. 

 

 

 

 

 

 

 

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Opinion of the Court  

BRCA2 genes. If the patents depended upon the creationof a unique molecule, then a would-be infringer could arguably avoid at least Myriad’s patent claims on entiregenes (such as claims 1 and 2 of the ’282 patent) by isolat-ing a DNA sequence that included both the BRCA1 or BRCA2 gene and one additional nucleotide pair. Such a molecule would not be chemically identical to the molecule “invented” by Myriad. But Myriad obviously would resistthat outcome because its claim is concerned primarily withthe information contained in the genetic sequence, not with the specific chemical composition of a particular molecule. 

     Finally, Myriad argues that the PTO’s past practice of awarding gene patents is entitled to deference, citing J. E. M. Ag Supply, Inc. v. Pioneer Hi-Bred Int’l, Inc., 534 U. S. 124 (2001). See Brief for Respondents 35–39, 49–50. We disagree. J. E. M. held that new plant breeds were eligible for utility patents under §101 notwithstanding separate statutes providing special protections for plants,see 7 U. S. C. §2321 et seq. (Plant Variety Protection Act);35 U. S. C. §§161–164 (Plant Patent Act of 1930). After analyzing the text and structure of the relevant statutes, the Court mentioned that the Board of Patent Appeals and Interferences had determined that new plant breeds werepatent eligible under §101 and that Congress had recog-nized and endorsed that position in a subsequent Patent Act amendment. 534 U. S., at 144–145 (citing In re Hib-berd, 227 USPQ 443 (1985) and 35 U. S. C. §119(f)). In this case, however, Congress has not endorsed the views ofthe PTO in subsequent legislation. While Myriad relies onJudge Moore’s view that Congress endorsed the PTO’s position in a single sentence in the Consolidated Appro-priations Act of 2004, see Brief for Respondents 31, n. 8;689 F. 3d, at 1346, that Act does not even mention genes,much less isolated DNA. §634, 118 Stat. 101 (“None of the funds appropriated or otherwise made available under this 

 

 

 

 

 

 

16                                         ASSOCIATION FOR MOLECULAR PATHOLOGY v.  

MYRIAD GENETICS, INC. 

Opinion of the Court  

Act may be used to issue patents on claims directed to orencompassing a human organism”).Further undercutting the PTO’s practice, the UnitedStates argued in the Federal Circuit and in this Court thatisolated DNA was not patent eligible under §101, Brief for United States as Amicus Curiae 20–33, and that the PTO’s practice was not “a sufficient reason to hold thatisolated DNA is patent-eligible.” Id., at 26. See also id., at 28–29. These concessions weigh against deferring tothe PTO’s determination.7  

    cDNA does not present the same obstacles to patentabil-ity as naturally occurring, isolated DNA segments. As already explained, creation of a cDNA sequence from mRNA results in an exons-only molecule that is not natu-rally occurring.8 Petitioners concede that cDNA differs from natural DNA in that “the non-coding regions have 

 —————— 

    7Myriad also argues that we should uphold its patents so as not to disturb the reliance interests of patent holders like itself. Brief for Respondents 38–39. Concerns about reliance interests arising fromPTO determinations, insofar as they are relevant, are better directed toCongress. See Mayo Collaborative Services v. Prometheus Laboratories, Inc., 566 U. S. ___, ___ (2012) (slip op., at 22–24). 

     8Some viruses rely on an enzyme called reverse transcriptase to re-produce by copying RNA into cDNA. In rare instances, a side effect of a viral infection of a cell can be the random incorporation of fragments of the resulting cDNA, known as a pseudogene, into the genome. Such pseudogenes serve no purpose; they are not expressed in protein creation because they lack genetic sequences to direct protein expres-sion. See J. Watson et al., Molecular Biology of the Gene 142, 144, fig.7–5 (6th ed. 2008). Perhaps not surprisingly, given pseudogenes’apparently random origins, petitioners “have failed to demonstrate thatthe pseudogene consists of the same sequence as the BRCA1 cDNA.” Association for Molecular Pathology v. United States Patent and Trademark Office, 689 F. 3d 1303, 1356, n. 5 (CA Fed. 2012). The possibility that an unusual and rare phenomenon might randomlycreate a molecule similar to one created synthetically through humaningenuity does not render a composition of matter nonpatentable.

 

 

 

 

 

 

 

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Opinion of the Court  

been removed.” Brief for Petitioners 49. They neverthe-less argue that cDNA is not patent eligible because “[t]henucleotide sequence of cDNA is dictated by nature, not bythe lab technician.” Id., at 51. That may be so, but the labtechnician unquestionably creates something new whencDNA is made. cDNA retains the naturally occurring exons of DNA, but it is distinct from the DNA from which it was derived. As a result, cDNA is not a “product of nature” and is patent eligible under §101, except insofar as very short series of DNA may have no interveningintrons to remove when creating cDNA. In that situation, a short strand of cDNA may be indistinguishable from natural DNA.9  

III 

     

   It is important to note what is not implicated by thisdecision. First, there are no method claims before this Court. Had Myriad created an innovative method of manipulating genes while searching for the BRCA1 and BRCA2 genes, it could possibly have sought a method pat- ent. But the processes used by Myriad to isolate DNAwere well understood by geneticists at the time of Myriad’s patents “were well understood, widely used, and fairlyuniform insofar as any scientist engaged in the search fora gene would likely have utilized a similar approach,” 702 F. Supp. 2d, at 202–203, and are not at issue in this case.

     Similarly, this case does not involve patents on new applications of knowledge about the BRCA1 and BRCA2 genes. Judge Bryson aptly noted that, “[a]s the first partywith knowledge of the [BRCA1 and BRCA2] sequences, Myriad was in an excellent position to claim applications of that knowledge. Many of its unchallenged claims are  

—————— 

     9We express no opinion whether cDNA satisfies the other statutoryrequirements of patentability. See, e.g., 35 U. S. C. §§102, 103, and 112; Brief for United States as Amicus Curiae 19, n. 5.

 

 

 

 

 

 

 

 

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MYRIAD GENETICS, INC. 

Opinion of the Court  

    limited to such applications.” 689 F. 3d, at 1349. Nor do we consider the patentability of DNA in which the order of the naturally occurring nucleotides has been altered. Scientific alteration of the genetic code presents a different inquiry, and we express no opinion about the application of §101 to such endeavors. We merely holdthat genes and the information they encode are not patent eligible under §101 simply because they have been isolatedfrom the surrounding genetic material.  

*              *              *  

    For the foregoing reasons, the judgment of the Federal Circuit is affirmed in part and reversed in part. 

 It is so ordered.








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Opinion of SCALIA, J.  

SUPREME COURT OF THE UNITED STATES  

No. 12–398  

ASSOCIATION FOR MOLECULAR PATHOLOGY,  

ET AL., PETITIONERS v. MYRIAD  

GENETICS, INC., ET AL.  

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF  

APPEALS FOR THE FEDERAL CIRCUIT 

[June 13, 2013]  

    JUSTICE SCALIA, concurring in part and concurring in the judgment.  

    I join the judgment of the Court, and all of its opinion except Part I–A and some portions of the rest of the opin-ion going into fine details of molecular biology. I am un-able to affirm those details on my own knowledge or even my own belief. It suffices for me to affirm, having studied the opinions below and the expert briefs presented here, that the portion of DNA isolated from its natural state sought to be patented is identical to that portion of the DNA in its natural state; and that complementary DNA (cDNA) is a synthetic creation not normally present in nature.




經mRNA改造之後是產品 -- 美國最高法院 2013 的判決 - (由FongW編輯) - 英文版

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